The Federal Trade Commission (FTC) is the nation's primary consumer protection agency, with a mission to protect the public from deceptive or unfair business practices, as well as unfair methods of ...

In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

Compliance is one of the most interesting elements of any data management plan - it's a microcosm of evolution in action. When many of the laws that impacted data retention were first enacted, ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Since the early 2000s, several industry and government agencies have expanded their compliance rules that address companies’ risk management plans, policies, and procedures. Image: What to Know: ...

There's more to business success than innovation or market strategy. The legal elements of running a business are just as essential. These clarify the boundaries in which organizations must operate, ...

Melissa advises companies on a range of issues involving export controls, embargoes and economic sanctions, customs laws and regulations, anti-corruption and anti-bribery compliance, and other ...

Can you synthesize and reconcile the world’s leading laws, regulations and commentaries on the best practices an anti-bribery and anti-corruption compliance program. I recently saw one such approach ...